Action Plan

Knowledge for a Stronger Europe

Overview

Executive Summary

Europe can build a stronger future for its citizens by supporting its researchers and educators. With growing recognition of the weaknesses of current models of regulation and implementation, there is an opportunity in the coming five years to effect real change, at the European and national levels.

To achieve this, we set out twelve actions, under the following three key headings. We believe that Europe must:

Make the European Research Area a reality
In order to make a reality of the European Research Area – a single, borderless space for research, innovation and technology across the EU – a fundamental change in Europe’s approach is needed. Despite cross-border research being a significant focus of EU research policies and funding, the reality is that the fragmentation of EU law does not support collaborative research across 27 different jurisdictions. The fifth freedom of the European Union – freedom of movement of knowledge, information and data – must be brought to life.

Ensure access to research and education
Uneven possibilities to access research outputs risk deepening existing divides within Europe, as well as slowing the circulation of ideas and subsequent further innovation. It is time for action to ensure that education and research – and especially publicly funded research – can be enjoyed by the public across the whole of Europe. More broadly, Europe must look again at markets and data access regimes from the perspective of supporting research and innovation.

Centre researchers’ and educators’ needs in the wider policy agenda
Europe’s researchers and educators must be empowered to fulfil their missions, without undue restrictions, be they from law, contract, or technological tools. They need laws that adapt to changing times, and that enable cross-border collaborations within Europe as well as international cooperation. This requires both a prioritisation of their needs in individual pieces of sectoral legislation, but also a drive for more comprehensive legislation in favour of research and education, and an ongoing focus on these as priorities.

A.

BUILD A DIGITAL PUBLIC INFRASTRUCTURE FOR THE EUROPEAN RESEARCH AREA

Recommendation #1

Make the freedom of movement of knowledge – the fifth freedom – core to the EU’s wider agenda

Background

The Treaty on the Functioning of the European Union (TFEU) underlines that in addition to the traditional four freedoms of movement – goods, services, people and capital – there is a fifth pillar included in Article 179: the freedom of movement of knowledge. As the EU has just celebrated the 30th anniversary of the Single Market, it is time to recognise this fully and practically through a strategy for making it a reality.

Detailed Recommendation

The European Commission should develop a political strategy for a Knowledge Union in order to deliver on the ‘Fifth Freedom’. This should be broad-based, ensuring that the connections between actions in different policy areas are fully taken into account, and aim to maximise the future welfare of the EU, its Member States and citizens by prioritising access to knowledge. Without modernising copyright and other digital bodies of law, collaborations and the free flow of knowledge across borders in the European Research Area cannot effectively be achieved.

Recommendation #2

Introduce a stand-alone Research and Education Act at the EU level

Background

Despite work to develop a European Research Area, the EU’s approach to key relevant policies, including AI, R&D, platform regulation, education and learning is deeply fragmented. Even though significant portions of its budget go to support projects in these sectors, legislation continues to be piecemeal and unharmonised. Where the needs of research and (higher) education are considered when crafting new laws, they are often little more than an afterthought. At the heart of this is the fact that the current distribution of legislative competencies does not facilitate law-making focused on research and education.

Detailed Recommendation

To effectively support European research and education, we need a dedicated standalone legislative instrument. We believe that a Research and Education Act would be the best mechanism to make these sectors truly digital and also deliver the legislative changes put forward in this Action Plan for change more broadly. This should be led by the Commissioner(s) whose primary focus is research and education.

Recommendation #3

Future-proof research flexibilities in copyright law and facilitate harmonisation

Background

European researchers, taxpayers and businesses deserve laws governing access to and reuse of information that are up to date. However, the European approach to intellectual property is currently inflexible and leads to a chaotic and unharmonised legal landscape. This impedes Europe’s ability to make the most of the dynamic changes we see in technology and AI markets, and chills cross- border research collaboration. This is encapsulated by the fragmented transposition of the already weak AI provisions in the Directive on Copyright in the Digital Single Market Directive. This seriously undermines the functioning of the European Research Area, and in particular the potential for European AI champions to emerge. By contrast, a number of civil and hybrid legal jurisdictions elsewhere in the world recognise copyright law as a tool of economic policy to support science, technology, business and R&D, and have successfully adopted more flexible approaches. [4]

Detailed Recommendation

In order to deepen the European Research Area we need to earn from research and innovation-friendly countries and introduce flexibility into our IP framework in the form of so-called “open norms”. It is not possible to predict future technologies, and our universities and businesses do not have the luxury of waiting years for the law to be updated. The presence of an open norm in copyright law will help compensate for the uneven and fragmented transposition of EU law, and as a consequence further enable harmonisation and cross border research collaboration.

Recommendation #4

Establish structures at the College of Commissioner level to provide ongoing support for European digital public research and education infrastructures

Background

There needs to be an ongoing focus in the EU’s planning and action on the future. This cannot just be declaratory, but needs structures in place in order to ensure monitoring, accountability, and a constant reflection on how the Union can do better. This is, in particular, the case around copyright, which shapes how information in the internet age can be accessed and shared. We need to ensure that decision-making in this area is focused on public interest goals – not least scientific and societal advancement – rather than almost entirely on the interests of the entertainment industry as is the case now. Internationally, there are strong, working examples of bodies which are part of the executive office, mandated to ensure that law, regulation and policy favours innovation that in turn serves the widest goals of economic and societal advancement.

Detailed Recommendation

Europe should establish structures which ensure an ongoing focus on equitable research, innovation and education. Taking the success of the European Open Science Cloud as a starting point, this should include the development of effective digital public infrastructures and the formation of a coherent research friendly intellectual property policy that facilitates the sharing of information across such infrastructures. Furthermore, we can learn from best practices internationally, and create an Intellectual Property and Digital Strategy Headquarters as part of the College of Commissioners, tasked with achieving this goal.

Recommendation #5

Modernise the impact assessment process to safeguard collaborative and high-performing research and education

Background

Some of the most successful and important commercial innovations have their roots in cutting-edge research carried out by universities and publicly funded research centres. The internet, numerous medical discoveries and a number of the cutting-edge AI models to name but a few, all originate from public institutions very often working together. Yet the EU’s Innovation Principle, the key reference in assessing the impact of proposed legislation and regulation, is currently entirely focused on the private sector. As a result, the full impacts of new digital and IP related legislation on research and innovation – especially collaborative and cross border working – are all too often left unexplored in the impact assessment process which is under-taken when scoping new laws.

Detailed Recommendation

The EU’s regulatory impact assessment process – and in particular its Innovation Principle – must be updated to reflect that much innovation originates in the public sector. Any legislation and regulatory activity with an impact on research and education must ensure that these sectors are taken into account, and that relevant voices and expertise are reached out to and consulted.

B

FACILITATE ACCESS TO RESEARCH

Recommendation #6

Open up publicly funded research now

Background

The Open Data Directive has promoted access to publicly funded data under the principle ‘as open as possible, as closed as necessary’ by default. Despite the widespread take up of open access, much publicly funded research is still off limits to taxpayers, as well as to institutions that struggle to buy the research their own staff have produced. Some open access business models also risk exacerbating concerns about equity and financial sustainability. [7] This creates domestic and international disparities that risk deepening existing economic divides. In the meanwhile, efforts to enable researchers or their institutions to retain rights over their own work and publish them openly are too easily undermined by the imbalance of power that exists between authors, institutions and publishers.

Detailed Recommendation

Europe should introduce a pan-European obligation which enables researchers and their institutions to immediately republish publicly funded research in freely accessible online repositories, under an open licence, irrespective of where it was first published. Such a “secondary publishing obligation” can draw on the examples of Spain, the UK and United States,[8] and should clarify that nothing can override the ability of researchers or their institutions to exercise this. It should also guarantee the option for authors and institutions to retain rights in works. This work should take place within the context of wider efforts to advance open access and science, and in particular to advance “diamond open access” – a form of publishing for which neither the reader nor the author is charged.

Recommendation #7

Investigate the functioning of information markets

Background

Digital technologies have, in addition to creating high levels of market concentration, given an unprecedented degree of control over access to and use of information. Akin to the market dominance of GAFAM,[9] vitally important scientific publishing markets are now also characterised by high levels of market concentration, as well as high profitability. Dominant players in scientific information markets have also moved into adjacent markets and are investing in hosting, tracking and a myriad of data analysis services – giving them oversight over the entire end-to-end science workflow. This raises important questions about competition, vertical integration, and digital lock-in for research.

Detailed Recommendation

The European Commission must carry out a comprehensive investigation into the operation of information markets from the perspective of competition law and policy, in order to identify regulatory and competition interventions to overcome identified market distortions. One priority area for this should be the dysfunctional eBook market.

Recommendation #8

Create a right of fair access for research & development

Background

Innovation and competition require not only the right to reuse information, but to access it in the first place. Without this, globally competitive R&D and technological innovation simply cannot take place. And yet, barriers to information access have been created by the switch from copyright law to contracts brought about by the shift from analogue to digital materials. Publishers are routinely refusing to license eBooks to universities. [12] Licensing film and audio is also frequently impossible for educational establishments. Furthermore, researchers do not necessarily find it easy to access data. They are often locked out from the data and algorithms of super-platforms, despite these being vital for their work. Recent efforts to address the issue have fallen short, with the EU’s Digital Services Act, the Data Act and the AI Act offering only very limited and bureaucratic possibilities for researchers. While draft EU health data legislation is better insofar as it focuses on ways to enable access, it is clearly limited only to just one sector.

Detailed Recommendation

We believe that in order to promote innovation in Europe and safeguard scientific advancement, researchers need a comprehensive right of fair access to all types of information for the purpose of education and research. This applies both in terms of raw data to support their work, and to broader research and education materials. Access to these should not be dependent on arbitrary decisions.

C

ENABLE THE WORK OF RESEARCHERS AND EDUCATORS BY CENTRING RESEARCH AND EDUCATION WITHIN THE EU’S INNOVATION POLICY AGENDA

Recommendation #9

Facilitate tech transfer and boost innovation by removing artificial barriers to commercial research, in line with our competitors

Background

Europe’s laws currently impose an artificial and unhelpful distinction between commercial and non-commercial research, imposing significantly higher costs on science and commerce even when the impact on demand for original works is zero or negligible. This discriminates against Europe’s SMEs and start-ups who operate in markets with much bigger players based in other jurisdictions, but also undermines knowledge transfer between universities and business.
Furthermore, Europe’s failure to support knowledge transfer and commercial research condemns it to fall behind its competitors. As just one example, unlike the US, Japan, Israel, Singapore, and South Korea, commercial AI is in no meaningful sense supported by European copyright regimes, to the detriment of our own competitiveness and growth. Even public private partnerships on AI are rendered burdensome under current legislation.

Detailed Recommendation

Europe must align with its competitors and support its own research organisations and businesses, present and future, by removing the artificial distinction between non-commercial and commercial research, as allowed for by international law.

Recommendation #10

Prohibit contract and technological barriers from stopping education and research

Background

The reliance on contracts, rather than copyright law, in determining what can be done with digital information is creating insurmountable barriers for research and innovation. In addition to refusing outright to license materials, information providers place strict controls, reinforced by digital locks,[13] on what researchers can do with the materials they hold. As a result actions which are otherwise perfectly lawful for students, researchers and their institutions to perform are frequently removed by technological protection measures and contracts. Even where there is the theoretical possibility to remove or circumvent digital locks, it remains too often unclear in the law how this can be done in reality.

Detailed Recommendation

The legislator must protect copyright exceptions for research, innovation and education from override by technological protection measures and contract terms. This will help ensure that actions that the law otherwise permits cannot be prevented by rightsholders. There also need to be quick and simple means of legally removing or circumventing digital locks that shut people and institutions out from uses deemed lawful by the legislator.

Recommendation #11

Safeguard research and education institutions from unfair contracts by offering them stronger protections

Background

Whereas consumers are protected from unequal relationships with businesses by consumer protection law, research and educational institutions are not. And yet, these establishments face the same challenges around an unequal bargaining position, and so do not enjoy the power necessary to secure a fair contractual arrangement in negotiations. Institutions can be further restrained by their obligation to fulfil public interest missions, as they must provide certain services to researchers, teachers and learners. This means that they can have little choice but to accept unfair contractual terms.

Detailed Recommendation

In order to support European R&D and data-driven innovation we believe that individuals and institutions undertaking research and educational activities should be provided with protection from unfair contracts, accompanied by meaningful and practical remedies where such contracts are entered into.

Recommendation #12

Limit the liabilities of individuals and institutions undertaking research and educational activities in good faith

Background

Legislation can be complex and difficult to understand. Even if researchers try their best to interpret the law, they may get it wrong. Faced with the risk of liability, they will often simply try to exclude any risk by limiting the scope of their research or abandoning it altogether. This can seriously harm the public interest – for example when relevant historical sources are disregarded or AI algorithms are not trained on vitally important data because of the fear of litigation. Countries such as the United States and Israel allow researchers to avoid this chilling effect by providing for a limitation of liability on designated categories of organisation such as educational establishments, libraries and archives when acting in good faith.

Detailed Recommendation

Researchers and their institutions should be able to benefit from a limitation on legal liability for mistakes carried out in good faith. The EU’s rules on IP enforcement should be updated accordingly, in order to minimise the risk that they have a chilling effect on research as well as the historical record.